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dbook2.tex
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% Options for packages loaded elsewhere
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%
\documentclass[
]{book}
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pdftitle={Child Development with the D-score: Tuning instruments to Unity},
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\title{Child Development with the D-score: Tuning instruments to Unity}
\author{Authors: Iris Eekhout \& Stef van Buuren}
\date{}
\begin{document}
\maketitle
{
\setcounter{tocdepth}{1}
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}
\hypertarget{tuning-instruments-to-unity}{%
\chapter*{Tuning instruments to unity}\label{tuning-instruments-to-unity}}
\addcontentsline{toc}{chapter}{Tuning instruments to unity}
Children learn to walk, speak, and think at an astonishing pace. The D-score captures this process as a one-number summary. The D-score book explains why we need the D-score, how we construct it, and how we calculate it. Application of the D-score enables comparisons in child development across populations, groups and individuals.
We are preparing four D-score book chapters under the following titles:
\begin{enumerate}
\def\labelenumi{\Roman{enumi}.}
\tightlist
\item
\href{https://d-score.org/dbook1}{Turning milestones into measurement}
\item
\href{https://d-score.org/dbook2}{Tuning instruments to unity}
\item
\href{https://stefvanbuuren.name/dbook3}{Tailoring tests to fit the occasion}
\item
\href{https://stefvanbuuren.name/dbook4}{Taking off the hood}
\end{enumerate}
This chapter is written by \href{https://www.iriseekhout.com}{Iris Eekhout} and \href{https://stefvanbuuren.name}{Stef van Buuren}
\href{https://d-score.org/dbook1}{Chapter I} and \href{https://d-score.org/dbook2}{Chapter II} are currently available as a complete draft. We still need to write most of Chapter III and IV. The series addresses conceptual aspects of the D-score, discusses practical issues, and introduces a dedicated set of \texttt{R} packages.
The \emph{Health Birth Growth and Development knowledge integration (ki)} program of the \emph{Bill \& Melinda Gates Foundation} kindly supports the work.
If you have any suggestions or comments, please let us know.
\hypertarget{about-our-work}{%
\section*{About our work}\label{about-our-work}}
\addcontentsline{toc}{section}{About our work}
The first 1000 days of human life cover the period between conception and the second birthday. Proper development during this period contributes to future health, happiness, and productivity, so it is essential to track the child's progress during infancy and early childhood.
But did you know that more than 150 instruments exist that quantify child development? And are you aware that many of these tools produce not just one, but many scores? Such an overwhelming choice may seem a luxury until you realise that we cannot compare their ratings. Of course, we could settle on just one instrument \ldots., but that's never going to happen.
Our work on the D-score explores an alternative strategy---modern data science methods aid in connecting instruments through shared milestones. We present a unified framework that places children and milestones from different tools onto the same scale. As a result, we can measure child development by just one number, the D-score. Separating the scale from the instrument is a revolutionary concept. Application of the D-score enables comparisons in child development across populations, groups and individuals, even when we measure by different tools.
The new ``unit for child development'' has exciting implications. We may:
\begin{itemize}
\tightlist
\item
Track child development over time, as in growth charts;
\item
Construct age-related references for healthy development;
\item
Adjust the D-score for age;
\item
Select an instrument that is precise enough for the setting at hand;
\item
Compare developmental trajectories between children;
\item
Compare child development between countries;
\item
Derive concise tools by picking only well-targeted milestones;
\item
Study the impact of interventions on child development;
\item
Predict future health from the current D-score.
\end{itemize}
Our ongoing work addresses conceptual aspects of the D-score, discusses practical issues, and introduces a dedicated set of R packages.
We aim for three audiences:
\begin{enumerate}
\def\labelenumi{\arabic{enumi}.}
\item
Professionals in child development who wish to familiarise themselves with a new approach to measure child development in early childhood. Separating the tools from the scales allows the professional to select the means most suited for a particular setting. These chapters give professionals the conceptual background of the D-score.
\item
Policymakers in international settings who need to weigh the effect of interventions on child development. The existence of different instruments severely hampers their ability to obtain insight into the results of these interventions. The ability to place measurements onto the same scale allows for a more accurate understanding of policy effects, thus supporting the setting of priority levels.
\item
Data scientists who can transform a vector of milestone data into a one-number summary with an unambiguous unit. The techniques have a solid psychometric backing, and also apply to other types of problems. These chapters explain this conversion process in detail, thereby opening up the way for the application of precise analytic techniques in many different settings.
\end{enumerate}
Additionally, parents are always eager to follow every step of their child. While we do not target this work to parents, our methodology may spark the interest of authors, app writers, and instrument creators that do address the interests and needs of parents. Hence, the publication of these chapters may have additional societal impact.
\hypertarget{about-the-authors}{%
\section*{About the Authors}\label{about-the-authors}}
\addcontentsline{toc}{section}{About the Authors}
Stef van Buuren is a professor of Statistical Analysis of Incomplete Data at the University of Utrecht and statistician at the Netherlands Organisation for Applied Scientific Research TNO in Leiden. His interests include the analysis of incomplete data and child growth and development (h-index 61). Van Buuren is the inventor of the MICE algorithm for multiple imputation of missing data (\textgreater85.000 downloads per month) and has written the accessible monograph Flexible Imputation of Missing Data. Second Edition, CRC/Chapman \& Hall. He designed the growth charts for the Dutch child health care system and invented the D-score, a new method for expressing child development on a quantitative scale. He consults for the World Health Organization and the Bill \& Melinda Gates Foundation. More background at \url{https://stefvanbuuren.name}, and software at \url{https://github.com/stefvanbuuren}.
Iris Eekhout holds a double masters in clinical psychology and methodology and statistics of psychology (Leiden University). She obtained her PhD at the Department of Epidemiology and Biostatistics of the VU University medical centre in Amsterdam. Her dissertation work resulted in novel ways of dealing with missing data in questionnaire items and total scores. Currently, Iris teaches a course on missing data analysis in the epidemiology master's program at VU University medical centre. At TNO, Iris works on a variety of projects as a methodologist and statistical analyst related to child health, e.g., measuring child development (D-score) and adaptive screenings for psycho-social problems (psycat). More background at \url{https://www.iriseekhout.com}, and software at \url{https://github.com/iriseekhout}.
\newpage
\hypertarget{ch:introduction2}{%
\chapter{Introduction}\label{ch:introduction2}}
This introductory section
\begin{itemize}
\tightlist
\item
briefly summarises our previous work on the D-score (\ref{sec:previous})
\item
introduces the main topic of the chapter (\ref{sec:thisvolume})
\item
highlights the relevance of work (\ref{sec:relevance})
\item
explains why we have written this chapter (\ref{sec:why})
\item
delineates the intended audience (\ref{sec:audience})
\end{itemize}
\hypertarget{sec:previous}{%
\section{Previous work on the D-score}\label{sec:previous}}
Chapter I - \href{https://d-score.org/dbook1}{Turning milestones into measurement} - highlights the concepts and tools needed to obtain a quantitative score from a set of developmental milestones.
In practice, we typically want to make the following types of comparisons:
\begin{itemize}
\tightlist
\item
Compare development within the same child over time;
\item
Compare the development of two children of the same age;
\item
Compare the development of two children of different ages;
\item
Compare the development of groups of children of different ages.
\end{itemize}
To do this well, we need an \emph{interval scale with a fixed unit of development}. We argued that the simple Rasch model is a very suitable candidate to provide us with such a unit. The Rasch model is simple, fast, and we found that it fits child developmental data very well (\protect\hyperlink{ref-jacobusse2006}{Jacobusse, van Buuren, and Verkerk 2006})(\protect\hyperlink{ref-vanbuuren2014}{van Buuren 2014}). The Rasch model has a long history, but -unfortunately- it is almost unknown outside the field of psychometrics. We highlighted the concepts of the model that are of direct relevance to child development. Using data collected by the Dutch Development Instrument, we demonstrated that the model and its estimates behave as intended for children in the open population, for prematurely born-children, and children living in a low- and middle-income country.
As our approach breaks with the traditional paradigm that emphasises different domains of child development, we expected a slow uphill battle for acceptance. We have now gained the interest from various prominent authors in the field, and from organisations who recognise the value of a one-number-summary for child development. In analogy to traditional growth charts, it is entirely possible to track children, or groups of children, on a developmental chart over time. Those and other applications of the technology may eventually win over some more souls.
\hypertarget{sec:thisvolume}{%
\section{What this volume is about}\label{sec:thisvolume}}
It is straightforward to apply the D-score methodology, as explained in \href{https://d-score.org/dbook1}{Chapter I: Turning milestones into measurement}, for measurements observed by one instrument. In practice, however, there is a complication. We often need to deal with multiple, partially overlapping tools. For example, our data may contain
\begin{itemize}
\tightlist
\item
different versions of the same instrument (e.g., Bayley I, II and III);
\item
different language versions of the same tool;
\item
different tools administered to the same sample;
\item
different tools administered to different samples;
\item
and so on.
\end{itemize}
Since there are over 150 different instruments to measure child development (\protect\hyperlink{ref-fernald2017toolkit}{L. C. H. Fernald et al. 2017}), the chances are high that our data also hold data observed by multiple tools.
It is not apparent how to obtain comparable scores from different instruments. Tools may have idiosyncratic instructions to calculate total scores, distinctive domain definitions, unique compositions of norm groups, different floors and ceilings, or combinations of these.
This chapter addresses the problem \emph{how to define and calculate the D-score based on data coming from multiple sources, using various instruments administered at varying ages}. We explain techniques that systematically exploit the overlap between tools to create comparable scores. For example, many instruments have variations on milestones like \emph{Can stack two blocks}, \emph{Can stand} or \emph{Says baba}. By carefully mapping out the similarities between instruments, we can construct a constrained measurement model informed by subject matter knowledge. As a result, we can map different instruments onto the same scale.
Many of the techniques are well known within psychometrics and educational research. This chapter translates the concepts to the field of child development.
\hypertarget{sec:relevance}{%
\section{Relevance of the work}\label{sec:relevance}}
We all like our children to grow and prosper. The \emph{first 1000 days} refers to the time needed for a child to grow from conception to its second birthday. During this period, the architecture of the developing brain is very open to the influence of relationships and experiences. It is a time of rapid change that lays the groundwork for later health and happiness.
Professionals and parents consider it necessary to monitor children's development. While we can track the child's physical growth by growth charts to identify children with signs of potential delay, there are no charts for monitoring child development. To create such charts, we need to have a unit of development, similar to units like centimetres or kilograms.
The D-score is a way to define a unit of child development. With the D-score, we see that progress is much faster during infancy, and that different children develop at different rates. The D-score also allows us to define a ``normal'' range that we can use to filter out those who are following a more pathological course. There is good evidence that early identification and early intervention improve the outcomes of children (\protect\hyperlink{ref-britto2017}{Britto et al. 2017}). Early intervention is crucial for children with developmental disabilities because barriers to healthy development early in life impede progress at each subsequent stage.
Monitoring child development provides caregivers and parents with reliable information about the child and an opportunity to intervene at an early age. Understanding the developmental health of populations of children allows organisations and policymakers to make informed decisions about programmes that support children's greatest needs (\protect\hyperlink{ref-bellman2013}{Bellman, Byrne, and Sege 2013}).
\hypertarget{sec:why}{%
\section{Why this chapter?}\label{sec:why}}
We believe that \emph{there can be one scale} for measuring child development and that this scale is useful for many applications. We also believe that \emph{there cannot be one instrument} for measuring child development that is suitable for all situations. In general, the tool needs tailoring to the setting.
We see that practitioners often view instruments and scales as exchangeable. In daily practice, the practitioner would pick a particular tool to measure a specific faculty, which then effectively produces a ``scale score.'' Each tool produces its own score, which then feeds into the diagnostic and monitoring process.
We have always found it difficult to explain that scales and instruments are different things. For us, a scale is a continuous concept, like ``distance,'' ``temperature'' or ``child development,'' and the instrument is the way to assign values to the particular object being measured. For measuring distance, we use devices like rods, tapes, sonar, radar, geo-location, or red-shift detection, and we can express the results as the location under the underlying scale (e.g., number of meters). It would undoubtedly be an advance if we could establish a \emph{unit of child development}, and express the measurement as the number of units. If we succeed, we can compare child development scores, that are measured through different devices. This chapter explores the theory and practice for making that happen.
\hypertarget{sec:audience}{%
\section{Intended audience}\label{sec:audience}}
We aim for three broad audiences:
\begin{itemize}
\tightlist
\item
Professionals in the field of child growth and development;
\item
Policymakers in international settings;
\item
Statisticians, methodologists, and data scientists.
\end{itemize}
Professionals in child development are constantly faced with the problem that different instruments for measuring child development yield incomparable scores. This chapter introduces and illustrates sound psychometric techniques \emph{for extracting comparable scores from existing instruments}. We hope that our approach will ease communication between professionals.
Policymakers in international settings are looking for simple, versatile, and cheap instruments to gain insight into the effectiveness of interventions. The ability to measure child development by a single number \emph{enhances priority setting and leads to a more accurate understanding of policy effects}.
The text may appeal to statisticians and data scientists for \emph{the simplicity of the concepts, for the (somewhat unusual) application of statistical models to discard data, for the ease of interpretation of the result, and for the availability of software}.
\newpage
\hypertarget{ch:data}{%
\chapter{Data}\label{ch:data}}
This chapter explains the methodology for obtaining a comparable developmental score (D-score) from different instruments. This section introduces the data that will illustrate our approach. The data originates from a study by the Global Child Development Group (GCDG), that brought together longitudinal measurement on child development data from 16 cohorts worldwide.
\begin{itemize}
\tightlist
\item
Overview of cohorts and instrument (\ref{sec:gcdgoverview})
\item
Cohort descriptions (\ref{sec:cohorts})
\item
Instruments (\ref{sec:instruments})
\end{itemize}
\hypertarget{sec:gcdgoverview}{%
\section{Overview of cohorts and instruments}\label{sec:gcdgoverview}}
The Global Child Development Group (GCDG) collected longitudinal data from 16 cohorts. The objective of the study was to develop a population-based measure to monitor early child development across ages and countries. The requirements for inclusion were
\begin{enumerate}
\def\labelenumi{\arabic{enumi}.}
\tightlist
\item
direct assessment of child development;
\item
availability of individual milestone scores;
\item
spanning ages between 0-5 years;
\item
availability of follow-up measures, at ages 5-10 years.
\end{enumerate}
The effort resulted in a database containing individual data from over 16,000 children from 11 countries. The world map below (Figure \ref{fig:worldmap}) colors the countries included in the study. Section \ref{sec:cohorts} briefly describes each cohort. Section \ref{sec:instruments} reviews the measurement instruments.
\begin{figure}
{\centering \includegraphics[width=1\linewidth]{dbook2_files/figure-latex/worldmap-1}
}
\caption{Coverage of countries included in the study.}\label{fig:worldmap}
\end{figure}
The GCDG data comprises of birth cohorts, impact evaluation studies and instrument evaluation studies. Table \ref{tab:cohorts} displays a brief overview of the instruments used in each sub-study.
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\begin{longtable}[c]{ccccccccccc}
\caption{Overview of instruments administered in the cohorts.}\label{tab:cohorts}\\
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\hypertarget{sec:cohorts}{%
\section{Cohort descriptions}\label{sec:cohorts}}
The cohorts have different designs, age ranges and assessment instruments. Figure \ref{fig:design} displays the age range of developmental assessments per cohort, coloured according to the instruments.
\begin{figure}
{\centering \includegraphics[width=1\linewidth]{dbook2_files/figure-latex/design-1}
}
\caption{Age range and assessment instrument of included data for each GCDG cohort}\label{fig:design}
\end{figure}
A brief description of each cohort follows:
The \textbf{Bangladesh} study (\texttt{GCDG-BGD-7MO}) was an impact evaluation study including 1862 children around the age of 18 months. The Bayley Scale for Infant and Toddler Development-II (\texttt{by2}) was administered and long-term follow-up data were available for the Wechsler Preschool and Primary Scale of Intelligence (WPPSI) at 5 years (\protect\hyperlink{ref-Tofail2008}{Tofail et al. 2008}).
The \textbf{Brazil 1} study (\texttt{GCDG-BRA-1}) was a birth-cohort with 3 measurement moments: 644 children at 3 months, 1412 children at 6 months and 1362 children at 12 months. The investigators administered the Denver Developmental Screening Test-II (\texttt{den}) in each round. Long-term follow-up data were available for the Wechsler Adult Intelligence Scale (WAIS) at 18 years (\protect\hyperlink{ref-Victora2006}{Victora et al. 2006}).
The \textbf{Brazil 2} study (\texttt{GCDG-BRA-2}) was a birth-cohort with measurements of 3907 children at 12 months and 3869 children at 24 months. Both occasions collected data on the Battelle Development Inventory (\texttt{bat}) (\protect\hyperlink{ref-Moura2010}{Moura et al. 2010}).
The \textbf{Chile 1} study (\texttt{GCDG-CHL-1}) was an impact evaluation study of 128 children assessed at 6 months, 1732 children at 12 months and 279 at 18 months. The \texttt{by1} was administered at each of the three waves. Long-term follow-up data were available for the WPPSI at 5-6 years (\protect\hyperlink{ref-Lozoff2003}{Lozoff et al. 2003}).
The \textbf{Chile 2} study (\texttt{GCDG-CHL-2}) consists of a birth-cohort of 4869 children. The investigators measured child development by the Battelle Developmental Inventory (\texttt{bat}) at 7-23 months. A total of 9201 children aged 24-58 responded to the Test de Desarrollo Psicomotor (\texttt{tep}) at 24-58 months. For the latter group, follow-up data were available for the Peabody Picture Vocabulary Test (PPVT) at 5-6 years (\protect\hyperlink{ref-conteras2015}{Conteras and González 2015}).
The \textbf{China} study (\texttt{GCDG-CHN}) was an impact evaluation study that contained 990 children assessed with the by3 at 18 months (\protect\hyperlink{ref-Lozoff2016}{Lozoff et al. 2016}).
The \textbf{Colombia 1} study (\texttt{GCDG-COL-LT45M}) was an impact evaluation study that comprised two waves. Wave 1 contained 704 children at 12-24 months and wave 2 631 children at 24-41 months. The \texttt{by3} was administered at each wave. Long-term follow-up data were available for PPVT at 4-6 years (\protect\hyperlink{ref-Attanasio2014}{Attanasio et al. 2014}).
The \textbf{Colombia 2} study (\texttt{GCDG-COL-LT42M}) was an instrument validation study where all 1311 children aged 6-42 months were measured the \texttt{by3}. Also, there are data for a subgroup of 658 children on \texttt{den,} the Ages and Stages Questionnaire (\texttt{aqi}), and the \texttt{bat} screener. Long-term follow-up data were available for the Fifth Wechsler Intelligence Scale for Children (WISC-V) and the PPVT (\protect\hyperlink{ref-Rubio-Codina2016}{Rubio-Codina et al. 2016}).
An impact evaluation study in \textbf{Ecuador} (\texttt{GCDG-ECU}) yielded data from 667 children between 0-35 months on the Barrera Moncada (\texttt{bar}). Long-term follow-up data were available for the PPVT at 5-8 and 9-12 years (\protect\hyperlink{ref-Paxson2010}{Paxson and Schady 2010}).
The \textbf{Ethiopia} study (\texttt{GCDG-ETH}) was a birth-cohort with 193 children of 12 months in the first wave, 440 children of 30 months at the second wave, and 456 children of 42 months at the third wave. The investigators used the same instrument (\texttt{by3}) for all waves. Long-term follow-up data were available for the PPVT at 10-11 years (\protect\hyperlink{ref-Hanlon2009}{Hanlon et al. 2009}).
The \textbf{Jamaica 1} study (\texttt{GCDG-JAM-LBW}) was an impact evaluation study that collected data on the Griffiths Mental Development Scales (\texttt{gri}) for 225 children aged 15 months (first wave), and 218 children of aged 24 months (second wave). Long-term follow-up data were available for WPPSI and PPVT at 6 years (\protect\hyperlink{ref-Walker2004}{Walker et al. 2004}).
The \textbf{Jamaica 2} study (\texttt{GCDG-JAM-STUNTED}) was an impact evaluation study with data on the \texttt{gri} for 159 children at 9-24 months, 21-36 months, and at 33-48 months. Long-term follow-up data were available for \texttt{sbi}, Raven's Coloured Progressive Matrices (Ravens), and PPVT at 7-8 years and the WAIS at 17-18 years (\protect\hyperlink{ref-Grantham-McGregor1991}{Grantham-McGregor et al. 1991}).
The \textbf{Madagascar} study (\texttt{GCDG-MDG}) was an impact evaluation study that used the \texttt{sbi} for 205 children aged 34-42 months. Long-term follow-up data were available for \texttt{sbi} and PPVT at 7-11 years (\protect\hyperlink{ref-Fernald2011}{Lia C. H. Fernald et al. 2011}).
The \textbf{Netherlands 1} study (\texttt{GCDG-NLD-SMOCC}) was an instrument validation study with a total of 9 waves. At each wave the Dutch Developmental instrument (\texttt{ddi}) (In the Netherlands known as Van Wiechenschema) was administered. The first wave included 1985 children at 1 month, wave 2 1807 children at 2 months, wave 3 1963 children at 3 months, wave 4 1919 children at 6 months, wave 5 1881 children at 9 months, wave 6 1802 children at 12 months, wave 7 1776 children at 15 months, wave 8 1787 children at 18 months, and wave 9 1815 children at 24 months (\protect\hyperlink{ref-herngreen1992}{Herngreen et al. 1992}).
The \textbf{Netherlands 2} study (\texttt{GCDG-NLD-2}) was an instrument validation study with a total of five waves. This study resembles \texttt{GCDG-NLD-SMOCC} but for older children. Wave 1 included 1016 children at 24 months, wave 2 995 children at 30 months, wave 3 1592 children at 36 months, wave 4 1592 children at 42 months, and wave 5 1024 children at 48 months (\protect\hyperlink{ref-doove2019}{Doove et al. 2019}).
The \textbf{South Africa} study (\texttt{GCDG-ZAF}) was a birth cohort with four waves. The first wave included 485 children and second wave 275 children, who were assessed at 6 and 12 months, respectively, with the \texttt{by1} and the \texttt{gri}. The third wave included 1802 children and the fourth wave 1614 children, assessed at 24 and 48 months, respectively, with the Vineland Social Maturity Scale (\texttt{vin}) (\protect\hyperlink{ref-Richter2007}{Richter et al. 2007}).
\hypertarget{sec:instruments}{%
\section{Instruments}\label{sec:instruments}}
The \textbf{Bayley Scales for Infant and Toddler Development (\texttt{by1},\texttt{by2}, \texttt{by3})} aim to assess infants and toddlers, aged 1-42 months. The current version is the \texttt{by3}, but some GCDG cohorts used earlier versions (i.e.~\texttt{by1} and \texttt{by2}) (\protect\hyperlink{ref-bayley1969}{Bayley 1969})(\protect\hyperlink{ref-bayley1993}{Bayley 1993})(\protect\hyperlink{ref-bayley2006}{Bayley 2006}). The 326 items of the \texttt{by3} measure three domains: Cognitive items, Motor items (with fine and gross motor items), and Language items (with expressive and receptive items). The \texttt{by2} contains 277 items and has two additional subscales: Social-Emotional and Adaptive Behavior. by1 contains 229 items.
The \textbf{Denver Developmental Screening Test (\texttt{den})} is aimed to identify developmental problems in children up to age six. The 125 dichotomous test items are distributed over the age range from birth to six years. The Denver covers four domains: personal-social, fine motor and adaptive, language, and gross motor. The test items are all directly observed by an examiner and are not dependent on parent report (\protect\hyperlink{ref-frankenburg1992}{Frankenburg et al. 1992}) (\protect\hyperlink{ref-frankenburg1990}{Frankenburg et al. 1990}).
The \textbf{Griffiths Mental Development Scales (\texttt{gri}, \texttt{sgr})} measure the rate of development in infants and young children in six developmental areas: locomotor, personal-social, hearing and language, eye and hand coordination, performance and practical reasoning (\protect\hyperlink{ref-griffiths1967}{Griffiths 1967}).
The \textbf{Battelle Developmental Inventory (\texttt{bat})} measures key developmental skills in children from birth to 7 years, 11 months. The instrument contains 450 items distributed over five domains: adaptive, personal-social, communication, motor, and cognitive (\protect\hyperlink{ref-newborg2005}{Newborg 2005}).
The \textbf{Vineland Social Maturity Scale (\texttt{vin})} is a test to assess social competence. The instrument contains eight subscales that measure communication skills, general self-help ability, locomotion skills, occupation skills, self-direction, self-help eating, self-help dressing and socialisation skills (\protect\hyperlink{ref-doll1953}{Doll 1953}).
The \textbf{Dutch Developmental Instrument (\texttt{ddi})} measures early child development during the ages 0-4 years. The instrument consists of 75 milestones spread over three domains: fine motor, adaptive, personal and social behaviour; communication; and gross motor (\protect\hyperlink{ref-schlesinger1981}{Schlesinger-Was 1981}).
The \textbf{Barrera Moncada (\texttt{bar})} is a Spanish instrument that measures the growth and psychological development of children (\protect\hyperlink{ref-barrera1981}{Barrera Moncada 1981}).
The \textbf{Test de Desarrollo Psicomotor (\texttt{tep})} is an instrument to evaluate toddlers aged 2 to 5 years on their development. The items come from three sub-tests: 16 items assess coordination; 24 items measure language skills and 12 items tap into motor skills (\protect\hyperlink{ref-haeussler1999}{Haeussler and Marchant 1999}).
The \textbf{Ages and Stages Questionnaire (\texttt{aqi})} measures developmental progress in children aged 2 mo -- 5.5 yrs. The instrument distinguishes development in five areas: personal-social, gross motor, fine motor, problem solving, and communication. The caregiver completes 30 items per age intervals and (\protect\hyperlink{ref-squires2009}{Squires and Bricker 2009}).
The \textbf{Stanford Binet Intelligence Scales (\texttt{sbi})} is a cognitive ability and intelligence test to diagnose developmental deficiencies in young children. The items divide into five subtests: fluid reasoning, knowledge, quantitative reasoning, visual-spatial processing, and working memory (\protect\hyperlink{ref-roid2003}{Roid 2003})(\protect\hyperlink{ref-hagen1986}{Hagen and Stattler 1986}).
\newpage
\hypertarget{ch:comparability}{%
\chapter{Comparability}\label{ch:comparability}}
This section describes challenges and methodologies to harmonize child development measurements obtained by different instruments:
\begin{itemize}
\tightlist
\item
Are instruments connected? (\ref{sec:challenge})
\item
Bridging instruments by mapping items (\ref{sec:mapping})
\item
Overview of promising item mappings (\ref{sec:viewmapping})
\end{itemize}
\hypertarget{sec:challenge}{%
\section{Are instruments connected?}\label{sec:challenge}}
The ultimate goal is to compare child development across populations and cultures. A complication is that measurements are made by different instruments. To do deal with this issue, we harmonize the data included in the GCDG cohorts. In particular, we process the milestone responses such that the following requirements hold:
\begin{itemize}
\tightlist
\item
Every milestone in an instrument has a unique name and a descriptive label;
\item
Every milestone occupies one column in the dataset;
\item
Item scores are (re)coded as: 1 = PASS; 0 = FAIL;
\item
Items not administered or not answered are a missing value;
\item
Every row in the dataset corresponds to a unique cohort-child-age combination.
\end{itemize}
Cohorts and milestones need to be \emph{connected}. There are several ways to connect cohorts:
\begin{itemize}
\tightlist
\item
Two cohorts are directly connected if they use the same instrument;
\item
Two cohorts are indirectly connected if both connect to a third cohort that connects them.
\end{itemize}
Likewise, instruments can be connected:
\begin{itemize}
\tightlist
\item
Two instruments are directly connected if the same cohort measures both;
\item
Two instruments are indirectly connected if both connect to a third instrument that connects them.
\end{itemize}
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\caption{Linkage pattern indicating combinations of cohorts and instruments.}\label{tab:linkage}\\
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\hhline{>{\arrayrulecolor[HTML]{666666}\global\arrayrulewidth=2pt}->{\arrayrulecolor[HTML]{666666}\global\arrayrulewidth=2pt}->{\arrayrulecolor[HTML]{666666}\global\arrayrulewidth=2pt}->{\arrayrulecolor[HTML]{666666}\global\arrayrulewidth=2pt}->{\arrayrulecolor[HTML]{666666}\global\arrayrulewidth=2pt}->{\arrayrulecolor[HTML]{666666}\global\arrayrulewidth=2pt}->{\arrayrulecolor[HTML]{666666}\global\arrayrulewidth=2pt}->{\arrayrulecolor[HTML]{666666}\global\arrayrulewidth=2pt}->{\arrayrulecolor[HTML]{666666}\global\arrayrulewidth=2pt}->{\arrayrulecolor[HTML]{666666}\global\arrayrulewidth=2pt}->{\arrayrulecolor[HTML]{666666}\global\arrayrulewidth=2pt}->{\arrayrulecolor[HTML]{666666}\global\arrayrulewidth=2pt}->{\arrayrulecolor[HTML]{666666}\global\arrayrulewidth=2pt}->{\arrayrulecolor[HTML]{666666}\global\arrayrulewidth=2pt}->{\arrayrulecolor[HTML]{666666}\global\arrayrulewidth=2pt}->{\arrayrulecolor[HTML]{666666}\global\arrayrulewidth=2pt}-}
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\noalign{\global\setlength{\arrayrulewidth}{2pt}}\arrayrulecolor[HTML]{666666}\cline{1-16}\endhead
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\end{longtable}
An \texttt{x} in Table \ref{tab:linkage} identifies which cohorts use which instruments. The linkage table shows that studies from China, Colombia, and Ethiopia are directly connected (by \texttt{by3}). Brazil 1 indirectly connects to these studies through \texttt{den}. Some cohorts (e.g., Chile 1 and Ecuador) do not link to any other study. Likewise, we might say that \texttt{aqi}, \texttt{bat}, \texttt{by3}, and \texttt{den} are directly connected. Note that no indirect connections exist to this instrument group.
Table \ref{tab:linkage} is a somewhat simplified version of the linkage pattern. As we saw in section \ref{sec:cohorts}, there are substantial age differences between the cohorts. The linked \href{https://tnochildhealthstatistics.shinyapps.io/GCDG_instrument_linkage/}{instrument linkage table} shows the counts of the number of registered scores per age group. What appears in Table \ref{tab:linkage} as one test may comprise of two disjoint subsets, and hence some cohorts may not be connected after all.
Connectedness is a necessary - though not sufficient - requirement for parameter identification. If two cohorts are not connected, we cannot distinguish between the following two alternative explanations:
\begin{itemize}
\tightlist
\item
Any differences between studies can be attributed to the ability of the children;
\item
Any differences between studies can be attributed to the difficulties of the instruments.
\end{itemize}
The data do not contain the necessary information to discriminate between these two explanations. Since many cohorts in Table \ref{tab:linkage} are unconnected, it seems that we are stuck.
The next section suggests a way out of the dilemma.
\hypertarget{sec:mapping}{%
\section{Bridging instruments by mapping items}\label{sec:mapping}}
Many instruments for measuring child development have appeared since the works of \protect\hyperlink{ref-shirley1933}{Shirley} (\protect\hyperlink{ref-shirley1933}{1933}) and \protect\hyperlink{ref-gesell1943}{Gesell} (\protect\hyperlink{ref-gesell1943}{1943}). It is no surprise that their contents show substantial overlap. All tools assess events like starting to see, hear, smile, fetch, crawl, walk, speak, and think. We will exploit this overlap to bridge different instruments. For example, Table \ref{tab:example2words} displays the labels of milestones from six instruments. All items probe the ability of the child to formulate ``sentences'' of two words.
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\caption{Example of similar items from different instruments.}\label{tab:example2words}\\
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\noalign{\global\setlength{\arrayrulewidth}{2pt}}\arrayrulecolor[HTML]{666666}\cline{1-2}
\end{longtable}
The idea is to check whether these milestones measure development in the same way. If this is found to be true, then we may formally restrict the difficulty levels of these milestones to be identical. This restriction provides a formal bridge between the instruments. We repeat the process for all groups of similar-looking items.
A first step in the bridging process is to group items from different instruments by similarity. As the \texttt{by3} is relatively long and is the most often used instrument, it provides a convenient starting point. Subject matter experts experienced in child development mapped items from other tools to \texttt{by3} items. These experts evaluated the similarity of wordings and descriptions in reference manuals. Also, they mapped same-skill items across other instruments into groups if these did not map onto \texttt{by3} items.
\label{fig:mappingshiny}Connections between the instruments via mapped item groups by domain (\url{https://tnochildhealthstatistics.shinyapps.io/GCDG_mapping/}).
Figure \ref{fig:mappingshiny} connects similar items and hence visualises connections between instruments. Items are displayed in the wheel, coloured by instrument. We organised item mappings into five domains: fine motor (FM), gross motor (GM), cognitive (COG), receptive (REC), and expressive (EXP). The \texttt{Prev} and \texttt{Next} buttons allow us to visit other domains.
\hypertarget{sec:viewmapping}{%
\section{Age profile of item mappings}\label{sec:viewmapping}}
Another way to explore the similarity of milestones from different instruments is to plot the probability of passing by age. Figure \ref{fig:poteq} shows two examples. The first graph presents the age curves of a group of four cognitive items for assessing the ability to put a cube or block in a cup or box. The milestones are administered in different studies and seem to work similarly. The second plot shows a similar graph for items that assess the ability to build a tower of six cubes or blocks. These milestones have similar age patterns as well.
\begin{figure}
{\centering \includegraphics[width=1\linewidth]{dbook2_files/figure-latex/poteq-1}
}
\caption{The probability of passing by age in potential bridging items.}\label{fig:poteq}
\end{figure}
Figure \ref{fig:badeq} presents two examples of weak item mappings. Notable timing differences exist for the ``babbles'' and ``bangs'' milestones, which suggests that we should not take these as bridges.
\begin{figure}
{\centering \includegraphics[width=1\linewidth]{dbook2_files/figure-latex/badeq-1}
}
\caption{Probability to pass items for age in poor bridges.}\label{fig:badeq}
\end{figure}
While these plots are suggestive, their interpretation is surprisingly complicated. We may find that age profiles of two milestones \emph{A and B} administered in samples 1 and 2 respectively \emph{are identical} if
\begin{itemize}
\tightlist
\item
A and B are equally difficult and samples 1 and 2 have the same maturation level;
\item
A is more difficult than B and sample 1 is more advanced than 2.
\end{itemize}
Similarly, we may find that the age profile for \emph{A is earlier than B} if
\begin{itemize}
\tightlist
\item
A is easier than B and if samples 1 and 2 have the same level of maturation;
\item
A and B are equally difficult and if sample 1 is more advanced than sample 2.
\end{itemize}
Note that the age curves confound difficulty and ability, and hence cannot be used to evaluate the quality of the item map.
What we need to do is separate difficulty and ability. For this, we need a formal statistical model. The next section introduces the concepts required in such a model.
\newpage
\hypertarget{ch:equategroups}{%
\chapter{Equate groups}\label{ch:equategroups}}
This section introduces the concepts and tools needed to link assessments made by different instruments administered across multiple cohorts. Our methodology introduces the idea of an equate group. Systematic application of equate groups provides a robust yet flexible methodology to link different instruments. Once the links are in place, we may combine the data to enable meta-analyses and related methods.
\begin{itemize}
\tightlist
\item
What is an equate group? (\ref{sec:eqdef})
\item
Concurrent calibration (\ref{sec:concurrent})
\item
Strategy to form and test equate groups (\ref{sec:equaterules})
\item
Statistical framework (\ref{sec:statisticalframe})
\item
Common latent scale (\ref{sec:commonscale})
\item
Quantifying equate fit (\ref{sec:equatefit})
\item
Differential Item Functioning (\ref{sec:equatedif})
\end{itemize}
\hypertarget{sec:eqdef}{%
\section{What is an equate group?}\label{sec:eqdef}}
An \emph{equate group} is a set of two or more milestones that measure the same thing in (perhaps slightly) different ways. Table \ref{tab:example2words} contains an example of an equate group, containing items that measure the ability to form two-word sentences. Also, Figures \ref{fig:poteq} and \ref{fig:badeq} show examples of equate groups.
Equate groups vary in quality. We can use high-quality equate groups to link instruments by restricting the difficulty of all milestones in the equate group to be identical. Equate groups thus provide a method for bridging different tools.
\begin{figure}
{\centering \includegraphics[width=0.75\linewidth]{fig/equate_ex}
}
\caption{Example of three instruments that are bridged by common items in equate groups.}\label{fig:equateex}
\end{figure}
Figure \ref{fig:equateex} displays items from three different instruments with overlapping sets of milestones. The shared items make up equate groups, as presented by the arrows between them. In the example, all three instruments share one milestone (``walk alone''). The ``sitting'' and ``clap hand'' items appear in two tools. So in total, there are three equate groups.
\hypertarget{sec:concurrent}{%
\section{Concurrent calibration}\label{sec:concurrent}}
Patterns as in Figure \ref{fig:equateex} occur if we have multiple forms of the same instrument. Although in theory, there might be sequence effects, the usual working assumption is that we may ignore them. Equate groups with truly shared items that work in the same way across samples are of high quality. We may collect the responses on identical items into the same column of the data matrix. As a consequence, usual estimation methods will automatically produce one difficulty estimate for that column (i.e.~common item).
The procedure described above is known as \emph{concurrent calibration}. See \protect\hyperlink{ref-kim1998}{Kim and Cohen} (\protect\hyperlink{ref-kim1998}{1998}) for more background. The method simultaneously estimates the item parameters for all instruments. Concurrent calibration is an attractive option for various reasons:
\begin{itemize}
\tightlist
\item
It yields a common latent scale across all instruments;
\item
It is efficient because it calibrates all items in a single run;
\item
It produces more stable estimates for common items in small samples.
\end{itemize}
However, concurrent calibration depends on a strict distinction between items that are indeed the same across instruments and items that differ.
In practice, strict black-white distinctions may not be possible. Items that measure the same skill may have been adapted to suit the format of the instrument (e.g.~number of response options, question formulation, and so on). Also, investigators may have altered the item to suit the local language and cultural context. Such changes may or may not affect the measurement properties. The challenge is to find out whether items measure the underlying construct in the same way.
In practice, we may need to perform concurrent calibration to multiple - perhaps slightly dissimilar - milestones. When confronted with similar - but not identical - items, our strategy is first to form provisional equate groups. We then explore, test and rearrange these equate groups, in the hope of finding enough high-quality equate groups that will bridge instruments.
\hypertarget{sec:equaterules}{%
\section{Strategy to form and test equate groups}\label{sec:equaterules}}
An equate group is a collection of items. Content matter experts may form equate groups by evaluating the contents of items and organising them into groups with similar meaning. The modelling phase takes this set of equate groups (which may be hundreds) as input. Based on the analytic result, we may activate or modify equate groups. It is useful to distinguish between \emph{active} and \emph{passive} equate groups. What do we mean by these terms?
\begin{itemize}
\tightlist
\item
\emph{Active equate group}: The analysis treats all items within an active equate group as one super-item. The items obtain the same difficulty estimate and are assumed to yield equivalent measurements. As the items in an active equate group may originate from different instruments, such a group acts as a bridge between instruments.
\item
\emph{Passive equate group}: Any non-active equate groups are called passive. The model does not restrict the difficulty estimates, i.e., the milestones within a passive equate group will have separate difficulty estimates.
\end{itemize}
Since active equate groups bridge different instruments, they have an essential role in the analysis. In general, we will set the status of an equate group to active \emph{only} if we believe that the milestones in that group measure the underlying construct in the same way. Note that this does not necessarily imply that all items need to be identical. In Table \ref{tab:example2words}, for example, small differences exist in item formulation. We may nevertheless believe that these are irrelevant and ignore these in practice. Reversely, there is no guarantee that the same milestone will measure child development in the same way in different samples. For example, a milestone like ``climb stairs'' could be more difficult (and more dangerous) for children who have never seen a staircase.
\begin{figure}
{\centering \includegraphics[width=0.5\linewidth]{fig/otis-stairs}
}
\caption{One year old child climbs stairs. Photo by Iris Eekhout}\label{fig:stairpic}
\end{figure}
The data analysis informs decisions to activate equate groups. The following steps implement our strategy for forming and enabling equate groups:
\begin{itemize}
\tightlist
\item
Content matter experts compare milestones from different instruments and sort similar milestones into equate groups. It may be convenient to select one instrument as a starting point, and map items from others to that (see section \ref{sec:mapping});
\item
Visualise age profiles of mapped items (see section \ref{sec:viewmapping}). Verify the plausibility of potential matches through similar age profiles. Break up mappings for which age profiles appear implausible. This step requires both statistical and subject matter expertise;
\item
Fit the model to the data using a subset of equate groups as active. Review the quality of the solution and optimise the quality of the links between tools by editing the equate group structure. The technical details of this model are explained in section \ref{sec:statisticalframe}. Refit the model until (1) active equate groups link all cohorts and instruments, (2) active equate groups are distributed over the full-scale range (rather than being centred at one point);
\item
Assess the quality of equate groups by the infit and outfit (see section \ref{sec:equatefit}).
\item
Test performance of the equate groups across subgroups or cohorts by methods designed to detect differential item functioning (see section \ref{sec:equatedif}).
\end{itemize}
The application of equate groups is needed to connect different instruments to a universal scale. The technique is especially helpful in the situation where abilities differ across cohorts.