NIST-SP-800-171r1.yaml

name: NIST-SP-800-171r1
3.1.1:
  family: 3.1 Access Control
  name: '[Limit system access to authorized users]'
  description: Limit system access to authorized users, processes acting on behalf
    of authorized users, and devices (including other systems).
3.1.2:
  family: 3.1 Access Control
  name: '[Limit system access to authorized functions]'
  description: Limit system access to the types of transactions and functions that
    authorized users are permitted to execute.
3.1.3:
  family: 3.1 Access Control
  name: '[Control the flow of CUI]'
  description: Control the flow of CUI in accordance with approved authorizations.
3.1.4:
  family: 3.1 Access Control
  name: '[Separation of duties]'
  description: Separate the duties of individuals to reduce the risk of malevolent
    activity without collusion.
3.1.5:
  family: 3.1 Access Control
  name: '[Principle of least privilege]'
  description: Employ the principle of least privilege, including for specific security
    functions and privileged accounts.
3.1.6:
  family: 3.1 Access Control
  name: '[Use non-privileged accounts]'
  description: Use non-privileged accounts or roles when accessing nonsecurity functions.
3.1.7:
  family: 3.1 Access Control
  name: '[Executing privileged functions]'
  description: Prevent non-privileged users from executing privileged functions and
    capture the execution of such functions in audit logs.
3.1.8:
  family: 3.1 Access Control
  name: '[Limit unsuccessful logon attempts]'
  description: Limit unsuccessful logon attempts.
3.1.9:
  family: 3.1 Access Control
  name: '[Privacy and security notices]'
  description: Provide privacy and security notices consistent with applicable CUI
    rules.
3.1.10:
  family: 3.1 Access Control
  name: '[Session lock with pattern-hiding]'
  description: Use session lock with pattern-hiding displays to prevent access and
    viewing of data after a period of inactivity.
3.1.11:
  family: 3.1 Access Control
  name: '[Terminate user sessions]'
  description: Terminate (automatically) a user session after a defined condition.
3.1.12:
  family: 3.1 Access Control
  name: '[Monitor and control remote access sessions]'
  description: Monitor and control remote access sessions.
3.1.13:
  family: 3.1 Access Control
  name: '[Cryptographic mechanisms for remote access]'
  description: Employ cryptographic mechanisms to protect the confidentiality of remote
    access sessions.
3.1.14:
  family: 3.1 Access Control
  name: '[Route remote access via managed access control points]'
  description: Route remote access via managed access control points.
3.1.15:
  family: 3.1 Access Control
  name: '[Authorize remote execution and access]'
  description: Authorize remote execution of privileged commands and remote access
    to security-relevant information.
3.1.16:
  family: 3.1 Access Control
  name: '[Authorize wireless access]'
  description: Authorize wireless access prior to allowing such connections.
3.1.17:
  family: 3.1 Access Control
  name: '[Protect wireless access]'
  description: Protect wireless access using authentication and encryption.
3.1.18:
  family: 3.1 Access Control
  name: '[Control connection of mobile devices]'
  description: Control connection of mobile devices.
3.1.19:
  family: 3.1 Access Control
  name: '[Encrypt CUI on mobile devices]'
  description: 'Encrypt CUI on mobile devices and mobile computing platforms. [Footnote:
    Mobile devices and mobile computing platforms include, for example, smartphones,
    tablets, E-readers, and notebook computers.]'
3.1.20:
  family: 3.1 Access Control
  name: '[External systems]'
  description: Verify and control/limit connections to and use of external systems.
3.1.21:
  family: 3.1 Access Control
  name: '[Portable storage devices]'
  description: Limit use of organizational portable storage devices on external systems.
3.1.22:
  family: 3.1 Access Control
  name: '[Publicly accessible systems]'
  description: Control CUI posted or processed on publicly accessible systems.
3.2.1:
  family: 3.2 Awareness and Training
  name: '[Awareness of the security risks]'
  description: Ensure that managers, systems administrators, and users of organizational
    systems are made aware of the security risks associated with their activities
    and of the applicable policies, standards, and procedures related to the security
    of those systems.
3.2.2:
  family: 3.2 Awareness and Training
  name: '[Information security training]'
  description: Ensure that organizational personnel are adequately trained to carry
    out their assigned information security-related duties and responsibilities.
3.2.3:
  family: 3.2 Awareness and Training
  name: '[Insider threat training]'
  description: Provide security awareness training on recognizing and reporting potential
    indicators of insider threat.
3.3.1:
  family: 3.3 Audit and Accountability
  name: '[System audit records]'
  description: Create and retain system audit logs and records to the extent needed
    to enable the monitoring, analysis, investigation, and reporting of unlawful or
    unauthorized system activity.
3.3.2:
  family: 3.3 Audit and Accountability
  name: '[Actions uniquely traced to individual users]'
  description: Ensure that the actions of individual system users can be uniquely
    traced to those users so they can be held accountable for their actions.
3.3.3:
  family: 3.3 Audit and Accountability
  name: '[Audited events]'
  description: Review and update logged events.
3.3.4:
  family: 3.3 Audit and Accountability
  name: '[Audit process failure alerts]'
  description: Alert in the event of an audit logging process failure.
3.3.5:
  family: 3.3 Audit and Accountability
  name: '[Correlate for investigation and response]'
  description: Correlate audit record review, analysis, and reporting processes for
    investigation and response to indications of unlawful, unauthorized, suspicious,
    or unusual activity.
3.3.6:
  family: 3.3 Audit and Accountability
  name: '[Audit reduction and report generation]'
  description: Provide audit record reduction and report generation to support on-demand
    analysis and reporting.
3.3.7:
  family: 3.3 Audit and Accountability
  name: '[System clocks]'
  description: Provide a system capability that compares and synchronizes internal
    system clocks with an authoritative source to generate time stamps for audit records.
3.3.8:
  family: 3.3 Audit and Accountability
  name: '[Protect audit information and tools]'
  description: Protect audit information and audit logging tools from unauthorized
    access, modification, and deletion.
3.3.9:
  family: 3.3 Audit and Accountability
  name: '[Limit management of audit functionality]'
  description: Limit management of audit logging functionality to a subset of privileged
    users.
3.4.1:
  family: 3.4 Configuration Management
  name: '[Baseline configurations and inventories]'
  description: Establish and maintain baseline configurations and inventories of organizational
    systems (including hardware, software, firmware, and documentation) throughout
    the respective system development life cycles.
3.4.2:
  family: 3.4 Configuration Management
  name: '[Enforce security configuration settings]'
  description: Establish and enforce security configuration settings for information
    technology products employed in organizational systems.
3.4.3:
  family: 3.4 Configuration Management
  name: '[Track changes to organizational systems]'
  description: Track, review, approve or disapprove, and log changes to organizational
    systems.
3.4.4:
  family: 3.4 Configuration Management
  name: '[Analyze changes prior to implementation]'
  description: Analyze the security impact of changes prior to implementation.
3.4.5:
  family: 3.4 Configuration Management
  name: '[Access restrictions for changes to systems]'
  description: Define, document, approve, and enforce physical and logical access
    restrictions associated with changes to organizational systems.
3.4.6:
  family: 3.4 Configuration Management
  name: '[Principle of least functionality]'
  description: Employ the principle of least functionality by configuring organizational
    systems to provide only essential capabilities.
3.4.7:
  family: 3.4 Configuration Management
  name: '[Disable nonessential functions]'
  description: Restrict, disable, or prevent the use of nonessential programs, functions,
    ports, protocols, and services.
3.4.8:
  family: 3.4 Configuration Management
  name: '[Deny-by-exception]'
  description: Apply deny-by-exception (blacklisting) policy to prevent the use of
    unauthorized software or deny-all, permit-by-exception (whitelisting) policy to
    allow the execution of authorized software.
3.4.9:
  family: 3.4 Configuration Management
  name: '[User-installed software]'
  description: Control and monitor user-installed software.
3.5.1:
  family: 3.5 Identification and Authentication
  name: '[Identify users]'
  description: Identify system users, processes acting on behalf of users, and devices.
3.5.2:
  family: 3.5 Identification and Authentication
  name: '[Authenticate users, processes, or devices]'
  description: Authenticate (or verify) the identities of users, processes, or devices,
    as a prerequisite to allowing access to organizational systems.
3.5.3:
  family: 3.5 Identification and Authentication
  name: '[Use multifactor authentication]'
  description: 'Use multifactor authentication [Footnote: Multifactor authentication
    requires two or more different factors to achieve authentication. The factors
    include: something you know (e.g., password/PIN); something you have (e.g., cryptographic
    identification device, token); or something you are (e.g., biometric). The requirement
    for multifactor authentication should not be interpreted as requiring federal
    Personal Identity Verification (PIV) card or Department of Defense Common Access
    Card (CAC)like solutions. A variety of multifactor solutions (including those
    with replay resistance) using tokens and biometrics are commercially available.
    Such solutions may employ hard tokens (e.g., smartcards, key fobs, or dongles)
    or soft tokens to store user credentials.] for local and network access [Footnote:
    Local access is any access to a system by a user (or process acting on behalf
    of a user) communicating through a direct connection without the use of a network.
    Network access is any access to a system by a user (or a process acting on behalf
    of a user) communicating through a network (e.g., local area network, wide area
    network, Internet).] to privileged accounts and for network access to non-privileged
    accounts.'
3.5.4:
  family: 3.5 Identification and Authentication
  name: '[Replay-resistant authentication]'
  description: Employ replay-resistant authentication mechanisms for network access
    to privileged and nonprivileged accounts.
3.5.5:
  family: 3.5 Identification and Authentication
  name: '[Prevent reuse of identifiers]'
  description: Prevent reuse of identifiers for a defined period.
3.5.6:
  family: 3.5 Identification and Authentication
  name: '[Disable identifiers after inactivity]'
  description: Disable identifiers after a defined period of inactivity.
3.5.7:
  family: 3.5 Identification and Authentication
  name: '[Minimum password complexity]'
  description: Enforce a minimum password complexity and change of characters when
    new passwords are created.
3.5.8:
  family: 3.5 Identification and Authentication
  name: '[Prohibit password reuse]'
  description: Prohibit password reuse for a specified number of generations.
3.5.9:
  family: 3.5 Identification and Authentication
  name: '[Temporary password use for system logons]'
  description: Allow temporary password use for system logons with an immediate change
    to a permanent password.
3.5.10:
  family: 3.5 Identification and Authentication
  name: '[Cryptographically-protected passwords]'
  description: Store and transmit only cryptographically-protected passwords.
3.5.11:
  family: 3.5 Identification and Authentication
  name: '[Obscure feedback of authentication]'
  description: Obscure feedback of authentication information.
3.6.1:
  family: 3.6 Incident Response
  name: '[Incident-handling capability]'
  description: Establish an operational incident-handling capability for organizational
    systems that includes preparation, detection, analysis, containment, recovery,
    and user response activities.
3.6.2:
  family: 3.6 Incident Response
  name: '[Track and report incidents]'
  description: Track, document, and report incidents to designated officials and/or
    authorities both internal and external to the organization.
3.6.3:
  family: 3.6 Incident Response
  name: '[Test incident response]'
  description: Test the organizational incident response capability.
3.7.1:
  family: 3.7 Maintenance
  name: '[Perform maintenance]'
  description: 'Perform maintenance on organizational systems. [Footnote: In general,
    system maintenance requirements tend to support the security objective of availability.
    However, improper system maintenance or a failure to perform maintenance can result
    in the unauthorized disclosure of CUI, thus compromising confidentiality of that
    information.]'
3.7.2:
  family: 3.7 Maintenance
  name: '[Provide controls for maintenance]'
  description: Provide controls on the tools, techniques, mechanisms, and personnel
    used to conduct system maintenance.
3.7.3:
  family: 3.7 Maintenance
  name: '[Sanitize equipment removed for off-site maintenance]'
  description: Ensure equipment removed for off-site maintenance is sanitized of any
    CUI.
3.7.4:
  family: 3.7 Maintenance
  name: '[Check media containing diagnostic and test programs]'
  description: Check media containing diagnostic and test programs for malicious code
    before the media are used in organizational systems.
3.7.5:
  family: 3.7 Maintenance
  name: '[Maintenance sessions via external networks]'
  description: Require multifactor authentication to establish nonlocal maintenance
    sessions via external network connections and terminate such connections when
    nonlocal maintenance is complete.
3.7.6:
  family: 3.7 Maintenance
  name: '[Supervise maintenance activities]'
  description: Supervise the maintenance activities of maintenance personnel without
    required access authorization.
3.8.1:
  family: 3.8 Media Protection
  name: '[Protect media containing CUI]'
  description: Protect (i.e., physically control and securely store) system media
    containing CUI, both paper and digital.
3.8.2:
  family: 3.8 Media Protection
  name: '[Limit access to CUI on media]'
  description: Limit access to CUI on system media to authorized users.
3.8.3:
  family: 3.8 Media Protection
  name: '[Sanitize media before disposal]'
  description: Sanitize or destroy system media containing CUI before disposal or
    release for reuse.
3.8.4:
  family: 3.8 Media Protection
  name: '[Mark media with CUI markings]'
  description: 'Mark media with necessary CUI markings and distribution limitations.
    [Footnote: The implementation of this requirement is per marking guidance in the
    32 CFR, Part 2002, and the CUI Registry.]'
3.8.5:
  family: 3.8 Media Protection
  name: '[Control access to media; accountability for media during transport]'
  description: Control access to media containing CUI and maintain accountability
    for media during transport outside of controlled areas.
3.8.6:
  family: 3.8 Media Protection
  name: '[Cryptographic mechanisms to protect confidentiality of media during transport]'
  description: Implement cryptographic mechanisms to protect the confidentiality of
    CUI stored on digital media during transport unless otherwise protected by alternative
    physical safeguards.
3.8.7:
  family: 3.8 Media Protection
  name: '[Removable media]'
  description: Control the use of removable media on system components.
3.8.8:
  family: 3.8 Media Protection
  name: '[Portable storage devices]'
  description: Prohibit the use of portable storage devices when such devices have
    no identifiable owner.
3.8.9:
  family: 3.8 Media Protection
  name: '[Backup storage locations]'
  description: Protect the confidentiality of backup CUI at storage locations.
3.9.1:
  family: 3.9 Personnel Security
  name: '[Screen individuals]'
  description: Screen individuals prior to authorizing access to organizational systems
    containing CUI.
3.9.2:
  family: 3.9 Personnel Security
  name: '[Termination and transfers]'
  description: Ensure that organizational systems containing CUI are protected during
    and after personnel actions such as terminations and transfers.
3.10.1:
  family: 3.10 Physical Protection
  name: '[Limit physical access]'
  description: Limit physical access to organizational systems, equipment, and the
    respective operating environments to authorized individuals.
3.10.2:
  family: 3.10 Physical Protection
  name: '[Protect and monitor the physical facility]'
  description: Protect and monitor the physical facility and support infrastructure
    for organizational systems.
3.10.3:
  family: 3.10 Physical Protection
  name: '[Escort and monitor visitors]'
  description: Escort visitors and monitor visitor activity.
3.10.4:
  family: 3.10 Physical Protection
  name: '[Audit logs of physical access]'
  description: Maintain audit logs of physical access.
3.10.5:
  family: 3.10 Physical Protection
  name: '[Physical access devices]'
  description: Control and manage physical access devices.
3.10.6:
  family: 3.10 Physical Protection
  name: '[Alternate work sites]'
  description: Enforce safeguarding measures for CUI at alternate work sites.
3.11.1:
  family: 3.11 Risk Assessment
  name: '[Assess risk]'
  description: Periodically assess the risk to organizational operations (including
    mission, functions, image, or reputation), organizational assets, and individuals,
    resulting from the operation of organizational systems and the associated processing,
    storage, or transmission of CUI.
3.11.2:
  family: 3.11 Risk Assessment
  name: '[Scan for vulnerabilities]'
  description: Scan for vulnerabilities in organizational systems and applications
    periodically and when new vulnerabilities affecting those systems and applications
    are identified.
3.11.3:
  family: 3.11 Risk Assessment
  name: '[Remediate vulnerabilities]'
  description: Remediate vulnerabilities in accordance with risk assessments.
3.12.1:
  family: 3.12 Security Assessment
  name: '[Assess the security controls]'
  description: Periodically assess the security controls in organizational systems
    to determine if the controls are effective in their application.
3.12.2:
  family: 3.12 Security Assessment
  name: '[Plans of action]'
  description: Develop and implement plans of action designed to correct deficiencies
    and reduce or eliminate vulnerabilities in organizational systems.
3.12.3:
  family: 3.12 Security Assessment
  name: '[Monitor security controls]'
  description: Monitor security controls on an ongoing basis to ensure the continued
    effectiveness of the controls.
3.12.4:
  family: 3.12 Security Assessment
  name: '[System security plans]'
  description: 'Develop, document, and periodically update system security plans that
    describe system boundaries, system environments of operation, how security requirements
    are implemented, and the relationships with or connections to other systems. [Footnote:
    There is no prescribed format or specified level of detail for system security
    plans. However, organizations ensure that the required information in 3.12.4 is
    conveyed in those plans.]'
3.13.1:
  family: 3.13 System and Communications Protection
  name: '[Communications boundaries]'
  description: Monitor, control, and protect communications (i.e., information transmitted
    or received by organizational systems) at the external boundaries and key internal
    boundaries of organizational systems.
3.13.2:
  family: 3.13 System and Communications Protection
  name: '[Architect information security]'
  description: Employ architectural designs, software development techniques, and
    systems engineering principles that promote effective information security within
    organizational systems.
3.13.3:
  family: 3.13 System and Communications Protection
  name: '[Separate user and system management functionality]'
  description: Separate user functionality from system management functionality.
3.13.4:
  family: 3.13 System and Communications Protection
  name: '[Prevent information transfer via shared system resources]'
  description: Prevent unauthorized and unintended information transfer via shared
    system resources.
3.13.5:
  family: 3.13 System and Communications Protection
  name: '[Publicly accessible subnetworks]'
  description: Implement subnetworks for publicly accessible system components that
    are physically or logically separated from internal networks.
3.13.6:
  family: 3.13 System and Communications Protection
  name: '[Deny by default]'
  description: Deny network communications traffic by default and allow network communications
    traffic by exception (i.e., deny all, permit by exception).
3.13.7:
  family: 3.13 System and Communications Protection
  name: '[Prevent split tunneling]'
  description: Prevent remote devices from simultaneously establishing non-remote
    connections with organizational systems and communicating via some other connection
    to resources in external networks (i.e., split tunneling).
3.13.8:
  family: 3.13 System and Communications Protection
  name: '[Cryptographic mechanisms in transmission]'
  description: Implement cryptographic mechanisms to prevent unauthorized disclosure
    of CUI during transmission unless otherwise protected by alternative physical
    safeguards.
3.13.9:
  family: 3.13 System and Communications Protection
  name: '[Terminate network connections]'
  description: Terminate network connections associated with communications sessions
    at the end of the sessions or after a defined period of inactivity.
3.13.10:
  family: 3.13 System and Communications Protection
  name: '[Cryptographic keys]'
  description: Establish and manage cryptographic keys for cryptography employed in
    organizational systems.
3.13.11:
  family: 3.13 System and Communications Protection
  name: '[FIPS-validated cryptography]'
  description: Employ FIPS-validated cryptography when used to protect the confidentiality
    of CUI.
3.13.12:
  family: 3.13 System and Communications Protection
  name: '[Collaborative computing devices]'
  description: 'Prohibit remote activation [Footnote: Dedicated video conferencing
    systems, which rely on one of the participants calling or connecting to the other
    party to activate the video conference, are excluded.] of collaborative computing
    devices and provide indication of devices in use to users present at the device.'
3.13.13:
  family: 3.13 System and Communications Protection
  name: '[Mobile code]'
  description: Control and monitor the use of mobile code.
3.13.14:
  family: 3.13 System and Communications Protection
  name: '[Voice over Internet Protocol (VoIP)]'
  description: Control and monitor the use of Voice over Internet Protocol (VoIP)
    technologies.
3.13.15:
  family: 3.13 System and Communications Protection
  name: '[Authenticity of communications sessions]'
  description: Protect the authenticity of communications sessions.
3.13.16:
  family: 3.13 System and Communications Protection
  name: '[Confidentiality of CUI at rest]'
  description: Protect the confidentiality of CUI at rest.
3.14.1:
  family: 3.14 System and Information Integrity
  name: '[Identify, report, and correct flaws]'
  description: Identify, report, and correct system flaws in a timely manner.
3.14.2:
  family: 3.14 System and Information Integrity
  name: '[Malicious code]'
  description: Provide protection from malicious code at designated locations within
    organizational systems.
3.14.3:
  family: 3.14 System and Information Integrity
  name: '[Monitor alerts and advisories]'
  description: Monitor system security alerts and advisories and take action in response.
3.14.4:
  family: 3.14 System and Information Integrity
  name: '[Update malicious code protection mechanisms]'
  description: Update malicious code protection mechanisms when new releases are available.
3.14.5:
  family: 3.14 System and Information Integrity
  name: '[Periodic and real-time scans]'
  description: Perform periodic scans of organizational systems and real-time scans
    of files from external sources as files are downloaded, opened, or executed.
3.14.6:
  family: 3.14 System and Information Integrity
  name: '[Detect attacks and indicators of potential attacks]'
  description: Monitor organizational systems, including inbound and outbound communications
    traffic, to detect attacks and indicators of potential attacks.
3.14.7:
  family: 3.14 System and Information Integrity
  name: '[Identify unauthorized use]'
  description: Identify unauthorized use of organizational systems.