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Subsingleton elimination and impredicativity for SProp, Prop and hProp #55

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220 changes: 220 additions & 0 deletions text/subsingleton-elimination.md
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- Title: Extended subsingleton elimination and subsingleton impredicativity, the case of `SProp`, `Prop` and `hProp`

- Driver: Hugo Herbelin

- Status: Draft

-----

# Bibliography

- [Definitional Proof-Irrelevance without K](https://hal.inria.fr/hal-01859964v2/document), Gaëtan Gilbert, Jesper Cockx, Matthieu Sozeau, Nicolas Tabareau
- This [Coq-club thread](https://sympa.inria.fr/sympa/arc/coq-club/2021-02/msg00092.html) on HoTT support

# Summary

The declaration of an inductive type in `SProp` and `Prop` can be seen as a truncation with respect to classes of formulas which we shall respectively call `SProp` and `Prop`.

These truncations are automatically considered as eliminable when the truncated type is syntactically recognized as belonging to the class ("singleton elimination", or "subsingleton elimination").

The classes `Prop` and `SProp` are impredicative, in the sense that a dependent product of codomain `Prop` or `SProp` is again in the class.

This CEP is about three distinct extensions:
- extending the definition of `Prop` and `SProp` classes with new syntactically decidable criteria, avoiding the current need for "proxy" types
- extending the dynamic detection of subsingleton elimination also avoiding the need for "proxy" types
- adding a new class `HProp` providing an impredicative universe of subsingleton types; this extra `HProp` class would provide a variant of HoTT with impredicative `hProp` (`hProp := { A:Type & forall x y:A, x = y }`), alternative to using an axiom of resizing

# Details of the current situation for `Prop` and `SProp`

## `Prop`

### `Prop`-truncation
We call `Prop`-truncation the following type
```
Variant Squash (A:Type) : Prop := squash : A -> Squash A.
```
whose content can be `match`-eliminated only in a context of type `Prop`.

Then, any inductive or coinductive type declared in `Prop` is intended to be equivalent to the `Squash` of its declaration in `Type`.

If the encapsulated type is itself a `Prop`, it can be eliminated. This is called subsingleton elimination because there is a primitive syntactic class of subsingleton types having this property by default:
- `False`
- `True`
- any type previously declared in `Prop` (e.g. `ex A P`, or a smashed type)
- any type previously declared in `SProp`
- any sigma-type of such types, as in `and`, possibly recursive as in `Acc`, possibly with indices as in `eq`, possibly also with primitive projections.

If the encapsulated type is not a syntactic `Prop` but only equivalent to a syntactic `Prop`, it can nevertheless be eliminated too by using an indirection. The user has first to eliminate to the proxy type, then go out of `Prop` from the proxy. Avoiding a proxy is the purpose of point 5 below.

Note that the syntactic conditions for being eliminable syntactically define what `Prop` stands for: the smallest subset defined by these conditions. It is not hard-wired that `Prop` is limited to this class and the class could then be extended further. For instance, there is an interpretation of `Prop` as impredicative `Set`, and an other interpretation as impredicative `hProp` (see below).

### Late detection of `Prop`

Sort-polymorphism makes that inductive types are syntactically recognized in `Prop` after instantiation of parameters. For instance, `prod True True` is recognized as impredicative after instantiation:
```
Check Type -> prod True True.
(* Type -> True * True
: Prop *)
```
Similarly in contexts where a `Prop` is expected:
```
Check and (prod True True) True
(* True * True /\ True
: Prop *)
```
Contrastingly, subsingleton elimination is not recomputed dynamically:
```
Inductive PROD A B : Prop := PAIR : A -> B -> PROD A B.
Check fun x : PROD True True => match x with PAIR _ _ _ _ => 0 end.
(* Elimination of an inductive object of sort Prop is not allowed on a predicate in sort Set *)
```
which would actually be easy to address (see point 2 discussed in item 2 of the next section).

## `SProp`

### `SProp`-truncation
Similarly, let's call `SProp`-truncation the following type:
```
Variant SSquash (A:Type) : SProp := ssquash : A -> SSquash A.
```
whose content can be `match`-eliminated only in a context of type `SProp`.

Then, any inductive or coinductive type declared in `SProp` is intended to be equivalent to the `SSquash` encapsulation of its declaration in `Type`.

If the encapsulated type is itself a `SProp`, it can be eliminated. This is again a subsingleton elimination because there is a primitive syntactic class of subsingleton types having this property by default:
- the empty inductive type (possibly with indices)
- any type previously declared in `SProp` (e.g. `SSquash A`)
- any record of such types, as in the record presentation of `True` or `and`, without recursivity (and since a record, without indices)

In the paper "Definitional Proof-Irrelevance without K", this class is extended to:
- non-record sigma-types of types in `SProp`
- inductive types with disjoint indices (sections 5 and 6 of the paper), a priori to be taken in small types, i.e. hsets

As above, if the encapsulated type is not a syntactic `SProp` but only equivalent to a syntactic `SProp`, it can nevertheless be eliminated by using a proxy. For instance, non-record sigma-types of types in `SProp` can be eliminated by first mapping them to their record alternative. Similarly, inductive types with disjoint indices can be eliminated by mapping them to their definition as an `SProp` defined by recursion on the indices. Avoiding a proxy in these cases is the purpose of points 1 and 3 below.

Proofs of types of `SProp` are definitionally undistinguishable and this prevents extending `SProp` with types for which proofs matter (such as `Acc` whose proofs matter for decidability, or types in `HProp` for which belonging to `HProp` is undecidable).

We may want `match` on arbitrary elements of inhabited `SProp` to automatically reduce. This is the question of implementing eta-expansion for positive types and it is not addressed in this proposal (see instead e.g. [#11135](https://github.com/coq/coq/pull/11135#discussion_r349579854)).

### Late detection of `SProp`

Actual `SProp` has no template polymorphism. Its subsingleton elimination is restricted to `False` so that dynamic computation of subsingleton elimination does not matter.

We do not recommend template polymorphism for `SProp` (since template polymorphism is already planned to be superseded with universe polymorphism).

In particular, we do not plan late detection of a parametric type in `Type` as an `SProp` liable to be considered impredicative. Late detection of a parametric type in `SProp` as a type supporting subsingleton elimination is the purpose of point 2 (once points 1 and 3 are achieved).

## Subtyping of `SProp` in `Prop`
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This will never happen in Coq (except as an unsafe option)
I'm not convinced that it's decidable, and even if it is, deciding a conversion a == b : A would need to do some check that there is no B : SProp such that a : B and b : B which sounds quite costly.

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Wouldn't the mark computed for a and b be enough to know that a and b are in some SProp type B, independently on A?

Or are you talking about the cost of computing the mark for a sTrue when a is forall A:Type, A?

I probably don't have the whole picture in mind as much as you do, but at worst, I suspect that we could do it if the internal representation of terms kept track of subtyping, since that would not be different in fine, except that it is made automatically, than asking the user to add explicit Box coercions?

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Marks only work when they're stable by substitution, subtyping breaks that.

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For the reason above right? That if a is of type forall A:Type, A, it assumes that the sort of A is stable by substitution.


The types characterizing the class `SProp` are all in `Prop`. This suggests that we could have `SProp` considered a subset of `Prop`. Dynamically re-computing the sort of a term to know if it is irrelevant at some time of the conversion algorithm would be costly. The alternative is to define the following explicit subtyping which takes benefit of `SProp` being recognized as a subset of `Prop` in the class defining `Prop`:
```
Inductive Box (A:SProp) : Prop := box : A -> Box A.
```
Eventually, it would be convenient to have this explicit boxing from `SProp` to `Prop` automatically inserted.

Then, this would allow to have `False`, `True`, `and`, `ex` systematically put in `SProp` by default and stop distinguising betwen a definitionally proof-irrelevant copy in `SProp` and an equivalent copy missing explicit definitional proof-irrelevance in `Prop`.

# Detailed design for the `Prop` and `SProp` extensions

## Uniformizing the treatment between `Prop` and `SProp`

1. Accept (non primitive-record-based) singleton types with all arguments in `SProp` to be in `SProp` as it is the case for `Prop`, the only difference being that recursive arguments are excluded; the indices should be in small types (i.e. `Prop` or `Set`).

A question raised in [this remark](https://github.com/coq/ceps/pull/55#discussion_r587882583) is about whether an expression like `fun (x : and True True) (f : match x with conj _ _ => nat -> nat end) => f 0` should be considered as type-checkable, i.e. about whether the `match x with ... end` should reduce, at least when `and` is in `SProp`.

The author of this proposal tends to think that this reduction is more related to the question of how to deal with eta for (non primitive-record-based) singleton types than to `SProp`. In particular, why the argument would not apply to `Prop` and `Type` as well. The question of eta for (non primitive-record-based) singleton types will be discussed elsewhere.

## Dynamically recognizing subsingleton elimination for `Prop` and `SProp` in `match`

2. This would require calling the subsingleton elimination checker dynamically when typing `match`.

## Generalize the syntactic criterion for being in `Prop` or `SProp`

3. accept in `SProp` and `Prop` types with several constructors when (small) indices justify that the constructors are disjoint (section 5 of "Definitional Proof-Irrelevance without K")

# Detailed design for the `HProp` addition

Belonging to `HProp` is not decidable, so exactly characterizing `HProp` requires user-provided data.

There are two solutions:
- either we retarget `Prop` to include `HProp` (simpler)
- or we keep `Prop` as it is and add a new subuniverse `HProp` (less change of habits)

Both solutions follow the same way. Below, we assume the latter. To get the former, just use `Prop` instead of `HProp`.

We shall avoid relying on template polymorphism. However, we may consider a `cast` of the form:
```
(t : HProp by p)
```
which forces the type-checker to recognize a type as being in a smaller universe than decidably detectable.

The status of casts in the implementation is however fragile, so this may require some clarification of casts first.

## New command to support arbitrary `HProp`

We propose a new command:
```
Subsingleton id context : ishProp A := proof.
```
which recast the type of `A` from `context -> Type` to `context -> HProp` so that it is latter considered impredicative.

An alternative is to have a modifier to definitions in the form:
```
Subsingleton id context := def : HProp by proof.
```
But then, we probably want also:
```
Subsingleton id context := def : Hprop.
Proof.
the proof of being hProp
Qed.
```
which may be complicated.

If `HProp` is made distinct from `Prop`, new declarations `Inductive ... : ... -> HProp` would be accepted too. When to tell that the type has subsingleton elimination? There is a proposal in the next section.

## Dynamic detection of subsingleton elimination

We propose an extension of `match` of the following form:
```
match t as id in I params return typ by u with
| C1 vars => body
...
| Cn vars => body
end
```
where, when `I` is `HProp`-truncated but the instance `I args` is an `HProp` proved by `u : forall x y:I args, x = y` (where `I` is temporarily considered in `Type` for the time of the proof), the elimination to `Type` is allowed.

# Side remark on template polymorphism for `Prop`

Instances of parametric types which are not in `Prop` in the general case are automatically recognized as belonging to the `Prop` class (and treated as subsingleton for `match` and as impredicative in function types) when the parameters are themselves in `Prop`. This is typically the case of `prod A B` which behaves as `and A B` when `A` and `B` are in `Prop`.

Template polymorphism induces a view where an inductive type in `Prop` does not necessarily mean explicitly `Prop`-truncated. It is so only when the original type is not a syntactic `Prop`-subsingleton.

Without template polymorphism, explicit coercions from `prod A B` to `and A B` should be inserted (when `A` and `B` are `Prop`), and explicit Prop-boxing of `prod A B` should be done to make `prod A B` behave impredicatively.

# Issues with extraction of `HProp`

Types in `HProp` which are not in the current syntactic class `Prop` could simply be extracted as if they were in `Type`.

# Conclusion

A few extensions could be done pretty easily to avoid the manual use of proxys:
1. accept singleton types with all arguments in `SProp` to be in `SProp` (`True`, `and`, ...)
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This is not especially useful as we already have records, and is not trivial to implement as the reduction rule for the match is something like

match p with conj x y => e end 
====>
e[x := match p with conj x _ => x end; y := match p with conj _ y => y end]

Maybe I'm overestimating the difficulty but I don't think I'm underestimating the usefulness.

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I don't think I'm underestimating the usefulness.

Indeed, I forgot eta for non empty primitive records.

(Then, aren't we back to the practical question of letting existing libraries take benefit of primitive records?)

Maybe I'm overestimating the difficulty

Isn't there two levels?

Couldn't and be in SProp even with the usual (non proof-irrelevant) match reduction?

But more fundamentally, you're right that the good answer is probably more about stopping to distinguish between match-based and and projection-based and (or, if we don't unify them, to at least get rid of match-based and).

In particular, it is a bit misleading that and is accepted in SProp without being recognized as subsingleton. It should at least be discouraged.

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Couldn't and be in SProp even with the usual (non proof-irrelevant) match reduction?

That would break decidability of typechecking (same as equality without reducing on reflexive proofs)

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Couldn't and be in SProp even with the usual (non proof-irrelevant) match reduction?

That would break decidability of typechecking (same as equality without reducing on reflexive proofs)

I'm sorry, I fail to see the example. (By the way, do you have a copy of your PhD somewhere?)

Also, I added to the CEP a section on SProp subtype of Prop. Did I miss an issue with decidability?

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How do you check

fun (x : and True True) (f : match x with conj _ _ => nat -> nat end) => f 0

?

(specifically it's not that it's undecidable, it's that I don't know how to decide it without the reduction)

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Thanks. So what is the consensus about this situation? That we should reduce match of positive records as you gave above? Or that we should get rid of positive records at all?

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Actually, coming back to this example, I would argue that the question of supporting the typing of fun (x : and True True) (f : match x with conj _ _ => nat -> nat end) => f 0 is not an SProp issue but an eta issue. From the moment we decide that eta is supported for positive records, match x with conj _ _ => nat -> nat end should reduce to nat -> nat, independently of the sort of and.

In particular, I guess that you would reduce also match x : and False True with conj _ _ => nat -> nat end, which I interpret as taking care here of the surface constructor of the proof of and, rather than ensuring that and False True is inhabited, i.e. to rely on eta.

2. dynamically recognize subsingleton elimination for `Prop` and `SProp` in `match`

The "disjoint indices" extension would require some days of work:

3. accept in `SProp` and `Prop` types with several constructors when (small) indices justify that the constructors are disjoint (section 5 of "Definitional Proof-Irrelevance without K")

The support for `HProp` distinct from `Prop` would require introducing the new subuniverse `HProp` at many places of the code and may be costly.

However, scaling `Prop` to `HProp` would only require the new independent commands:

4. `Subsingleton ...`
5. `match ... by p with ... end`
6. `(t : HProp by p)`

and each of them are worth a design discussion.

A proper inclusion of `SProp` in `Prop` preventing useless duplications of `True`, `False`, `and` and `ex` is to be discussed elsewhere. Eta for `match` on `Prop`/`SProp` types is also to be discussed elsewhere.